Probate Q&A Series

Can I, as the executor, pursue and receive a wrongful death settlement now, or do I need additional court approvals first? – North Carolina

Short Answer

In North Carolina, once the Clerk of Superior Court has issued letters testamentary and the executor is qualified, the executor generally has authority to pursue a wrongful death claim and to negotiate a settlement. However, a wrongful death settlement often still needs a judge’s approval unless every person entitled to share in the recovery is a competent adult who has given written consent. The settlement funds also must be handled and distributed under North Carolina’s wrongful death statute rules, which are different from ordinary estate assets.

Understanding the Problem

Under North Carolina probate law, can an executor who has already been qualified by the Clerk of Superior Court pursue a wrongful death claim and accept settlement funds now, or must the executor first obtain additional court approval before the claim can be resolved and paid? The key timing trigger is the executor’s qualification (issuance of letters testamentary) and whether the proposed settlement requires judicial approval based on who will receive the recovery. The question also includes what a certified copy of the probated will means for taking next steps and whether anything else must be done immediately through the estate file.

Apply the Law

In North Carolina, a wrongful death claim is brought by the decedent’s personal representative (often the executor named in the will). After qualification, the executor generally has authority to pursue the claim, hire counsel, and negotiate a resolution. Even so, North Carolina law places extra guardrails on wrongful death settlements: depending on the beneficiaries’ status and consent, a judge may need to approve the settlement before funds are paid and distributed. Wrongful death proceeds also follow a statutory distribution scheme and are not treated like ordinary probate assets for many purposes.

Key Requirements

  • Proper party (standing): The wrongful death claim must be pursued in the name of the personal representative (the qualified executor/administrator), not individual family members.
  • Settlement authority plus approval when required: The executor can negotiate and agree to a settlement, but a judge’s approval is typically required unless all wrongful-death beneficiaries are competent adults who consent in writing.
  • Correct handling and distribution of proceeds: Wrongful death proceeds must be kept separate from general estate assets and distributed under the wrongful death statute’s priorities and intestacy-based beneficiary rules, with required attention to allowable expenses and claims.

What the Statutes Say

Analysis

Apply the Rule to the Facts: Here, the estate has been opened in North Carolina and the executor has been qualified, which is the key step that allows the executor to act as the personal representative for a wrongful death claim. A certified copy of the probated will helps prove authority and the terms of appointment, but the document that typically matters most to insurers and defense counsel is the current letters testamentary showing the executor is qualified now. If there is concern about future disagreement with a sibling, the safest path is to assume the settlement will need formal approval unless all wrongful-death beneficiaries are competent adults and sign written consent.

Process & Timing

  1. Who files: The executor (as personal representative). Where: The wrongful death claim is pursued through the appropriate North Carolina court if a lawsuit is filed; settlement approval (when required) is obtained from a North Carolina judge, typically in the court with jurisdiction over the case or through a court filing made for approval. What: Letters testamentary (and often a certified death certificate) are used to prove authority; counsel typically prepares the settlement approval paperwork when approval is required. When: Authority begins after qualification; the settlement-approval step happens before funds are distributed.
  2. Negotiate and document the settlement: The executor (through counsel) negotiates with the insurer/defendant and gathers the information needed to show the court the settlement is appropriate, including who the statutory beneficiaries are and how the proceeds will be handled.
  3. Receive, segregate, and distribute funds: The settlement proceeds should be kept separate from ordinary estate funds, then applied and distributed under the wrongful death statute’s rules, with documentation suitable for the estate file and for beneficiary receipts/releases.

Exceptions & Pitfalls

  • Judicial approval is commonly required: If any wrongful-death beneficiary is a minor or legally incompetent, or if all beneficiaries are not competent adults who have signed written consent, a judge generally must approve the settlement before distribution.
  • Mixing funds creates avoidable problems: Wrongful death proceeds should not be commingled with general estate assets; keeping them separate helps avoid accounting disputes and reduces the risk of misapplication.
  • Distribution does not follow the will: Even when there is a will, wrongful death proceeds are generally distributed under the statute (using intestacy-based beneficiary rules), which can surprise families and fuel sibling disputes if expectations are based on the will’s terms.
  • Expense and claim handling must follow the statute: Certain expenses (including funeral/burial and qualifying medical expenses) and case costs/fees are handled in a specific order; skipping the statutory order or failing to document allocations can trigger objections later.
  • Multiple jurisdictions: If assets or authority issues arise across state lines, additional probate steps (such as ancillary administration) may be needed for certain actions, even if the wrongful death claim itself is being pursued under North Carolina law.

Conclusion

In North Carolina, once an executor is qualified and has letters testamentary, the executor generally can pursue a wrongful death claim and negotiate a settlement. Even so, a settlement often needs a judge’s approval unless every person entitled to share in the recovery is a competent adult who has signed written consent. The practical next step is to confirm the current letters testamentary are available and have counsel prepare the settlement-approval package (if required) before any settlement funds are distributed.

Talk to a Probate Attorney

If an estate is open and a wrongful death claim is moving toward settlement, the timing and approval requirements can affect how quickly funds can be received and distributed. Our firm has experienced attorneys who can help explain the steps, prepare the approval paperwork when needed, and reduce the risk of later disputes. Call us today at (919) 341-7055.

Disclaimer: This article provides general information about North Carolina law based on the single question stated above. It is not legal advice for your specific situation and does not create an attorney-client relationship. Laws, procedures, and local practice can change and may vary by county. If you have a deadline, act promptly and speak with a licensed North Carolina attorney.