Guardianship Q&A Series

What happens if I decide to stop or pause the guardianship process after starting it? – North Carolina

Short Answer

In North Carolina, a filed adult guardianship (incompetency) case does not automatically “pause” just because the petitioner changes course. In many situations, the petitioner can ask to voluntarily dismiss the case, but the Clerk of Superior Court may still take steps to protect the respondent if the facts suggest a real risk. If a guardian has already been appointed, stopping the case usually requires a court-approved resignation or a change/termination order—not simply walking away.

Understanding the Problem

In North Carolina, can a person who filed an adult guardianship (incompetency) petition with the Clerk of Superior Court stop the case after it has started, and what happens to the respondent’s situation if the case is dismissed or the petitioner no longer wants to serve? The decision point is whether the case is still in the “petition pending” stage or whether the clerk has already entered an order adjudicating incompetence and appointing a guardian. The answer also depends on whether there are safety or financial concerns that the clerk may address even if the petitioner tries to step back.

Apply the Law

North Carolina adult guardianship typically starts with a verified petition asking the Clerk of Superior Court to adjudicate an adult as incompetent and, if incompetence is found, to appoint a guardian. A petitioner may be able to voluntarily dismiss an incompetency proceeding under the civil rules in many cases, but the clerk’s role is to protect the respondent’s interests, and the case can continue in limited situations where the law allows or where protective orders are needed. If a guardian is already appointed, the guardian generally must keep serving unless and until the clerk accepts a resignation and appoints a successor, or the guardianship is otherwise modified or ended by order.

Key Requirements

  • Stage of the case matters: The options and consequences differ before the incompetency hearing versus after an adjudication and appointment of a guardian.
  • Clerk approval is required to “step out” once appointed: After appointment, a guardian cannot simply stop acting; resignation and discharge require a filing and clerk action, often with a final accounting for estate authority.
  • Protection of the respondent comes first: Even if the petitioner wants to stop, the clerk may focus on whether the respondent needs immediate protection (person, finances, or both).

What the Statutes Say

Analysis

Apply the Rule to the Facts: Here, the petitioner started an adult guardianship case to get authority to access medical information and to use the relative’s money for better living arrangements. If the case is dismissed before any adjudication and appointment, the petitioner generally does not gain legal authority to obtain protected medical records or manage the relative’s funds through guardianship. If the clerk has already appointed a guardian (even temporarily), stepping away usually requires a clerk-approved resignation and may require a final accounting if any money was handled.

Process & Timing

  1. Who files: The petitioner (or the appointed guardian, if already appointed). Where: The Clerk of Superior Court in the county handling the incompetency/guardianship file. What: A written request/motion to voluntarily dismiss (if still in the petition stage) or a motion to resign (if already appointed), plus any required accountings if estate funds were involved. When: As soon as the decision is made, and before scheduled hearings when possible.
  2. Notice and hearing: Depending on the stage, the clerk may require a hearing date already set to go forward, may enter an order on the papers, or may require notice to other parties (including the respondent and any appointed counsel/guardian ad litem).
  3. Outcome: If dismissed before adjudication, the case ends and no guardian is appointed through that file. If a guardian is already serving, the clerk may accept resignation, discharge the guardian after required filings, and appoint a successor if ongoing protection is needed.

Exceptions & Pitfalls

  • “Pause” is not a formal status: In practice, the clerk’s office runs on scheduled hearings and required notices. If the case is not formally dismissed or continued by order, it may still move forward.
  • Interim/temporary protections may still be addressed: North Carolina law allows the clerk to take certain protective steps during the case in appropriate circumstances, even while the main petition is pending.
  • No guardianship authority means no access: Without a court appointment (or another valid legal authorization), medical providers and financial institutions often cannot release records or allow access to funds.
  • Once appointed, a guardian cannot simply stop acting: A guardian who walks away without clerk approval can create serious problems, including exposure to removal proceedings and liability for missed duties, especially where money management or care decisions are involved.
  • Estate handling triggers accounting duties: If any funds were received or spent under guardianship authority, the clerk typically expects proper documentation and a final accounting before discharge.

Conclusion

In North Carolina, stopping an adult guardianship case depends on where the case is in the process. A petitioner can often seek a voluntary dismissal while the incompetency petition is still pending, but that ends the path to guardianship authority to obtain medical information or manage funds. If a guardian has already been appointed, stepping away usually requires filing a motion to resign with the Clerk of Superior Court and completing any required final accounting so the clerk can discharge the guardian and, if needed, appoint a successor.

Talk to a Guardianship Attorney

If a filed guardianship case is starting to feel overwhelming, or if the goal is access to medical records and authority to use funds for safer living arrangements, our firm has experienced attorneys who can help explain options, paperwork, and timelines in front of the Clerk of Superior Court. Call us today at [CONTACT NUMBER].

Disclaimer: This article provides general information about North Carolina law based on the single question stated above. It is not legal advice for your specific situation and does not create an attorney-client relationship. Laws, procedures, and local practice can change and may vary by county. If you have a deadline, act promptly and speak with a licensed North Carolina attorney.