Guardianship Q&A Series

What are my responsibilities and limits once I’m appointed as my parent’s guardian? – North Carolina

Short Answer

In North Carolina, a guardian must follow the clerk of superior court’s appointment order and act in the ward’s best interests within the powers granted. Responsibilities usually fall into two buckets: care decisions (guardian of the person) and money/property management (guardian of the estate), or both (general guardian). The biggest limits are that a guardian is not the ward, must avoid conflicts of interest, and must meet court reporting and accounting deadlines—especially if handling the ward’s assets.

Understanding the Problem

Once appointed as a parent’s guardian in North Carolina, what responsibilities start immediately, what decisions can be made, and what decisions remain off-limits without additional court approval? When a parent lives in a different jurisdiction than the proposed guardian, what ongoing duties still tie the guardian to the North Carolina clerk of superior court that appointed the guardian?

Apply the Law

North Carolina guardianships are supervised by the clerk of superior court in the county where the guardianship is filed, and the clerk keeps authority over the case after appointment to make sure the guardian follows the rules and the court’s orders. The appointment order matters because it can expand, limit, or clarify what the guardian can do. In general, the guardian must make decisions the ward cannot make, keep good records, and report to the clerk when required.

Key Requirements

  • Follow the appointment order and clerk supervision: The guardian must do what the clerk’s order requires and stay compliant because the clerk can review performance, resolve disputes, and remove a guardian for cause.
  • Separate “person” duties from “estate” duties: A guardian of the person focuses on care, living arrangements, and consents; a guardian of the estate focuses on collecting, protecting, and accounting for money and property; a general guardian does both.
  • Meet reporting and accounting deadlines: If managing assets, the guardian must file an inventory and then annual accounts on a schedule set by statute and the clerk. If the clerk orders status reports for care decisions, those reports must be filed on time and with required content.

What the Statutes Say

Analysis

Apply the Rule to the Facts: Because the parent lives in a different jurisdiction than the proposed guardian, the day-to-day work may happen across state lines, but the North Carolina clerk of superior court that appoints the guardian still expects compliance with the appointment order and any reporting/accounting requirements. If the appointment includes estate powers, the guardian should plan for inventory and annual account filings, even if the guardian lives elsewhere. If the appointment is only for the person, the guardian should expect duties around care planning, residence decisions, and consents, with the clerk able to require status reporting depending on the case.

Process & Timing

  1. Who files: The appointed guardian. Where: The Estates/Clerk of Superior Court division in the North Carolina county where the guardianship is pending. What: Any required inventories, annual accounts, and any clerk-ordered reports. When: If appointed as guardian of the estate (or general guardian), file the inventory/account within three months of appointment unless extended for good cause.
  2. Ongoing compliance: If any assets remain under the guardian’s control, file annual accounts on the schedule tied to the fiscal year selected for the guardianship, generally due within 30 days after the fiscal year ends. Keep receipts and proof of payments because the clerk can audit and request support.
  3. Care decisions and updates: If serving as guardian of the person, follow the appointment order and keep documentation of major decisions (residence, services, medical consents). If the clerk orders status reports, file them in the format and timeframe the clerk requires.

Exceptions & Pitfalls

  • Assuming “guardian” automatically means control over finances: In North Carolina, the powers depend on whether the appointment is for the person, the estate, or both. Acting outside the appointment order can create court problems and personal risk.
  • Missing reporting/accounting deadlines: The clerk can issue orders to compel filings and can remove a guardian for noncompliance. A guardian should calendar deadlines immediately after qualification and keep records in a way that matches the court’s accounting format.
  • Cross-jurisdiction logistics: When the ward lives elsewhere, it is easy to lose track of which court supervises the guardianship. Until a court changes jurisdiction or the case is properly moved, the appointing North Carolina clerk remains the supervising authority.

Conclusion

In North Carolina, a guardian’s responsibilities and limits come from the clerk of superior court’s appointment order and the type of guardianship granted (person, estate, or both). A guardian of the person handles care, residence, and many consents; a guardian of the estate must protect assets, act prudently, and file required inventories and annual accounts. The most important next step after appointment is to calendar and prepare the required filings—especially the inventory/account generally due within three months if estate powers exist.

Talk to a Guardianship Attorney

If a family is dealing with an adult guardianship—especially where the parent and proposed guardian live in different jurisdictions—our firm has experienced attorneys who can help explain the guardian’s duties, court supervision, and filing timelines. Call us today at (919) 341-7055.

Disclaimer: This article provides general information about North Carolina law based on the single question stated above. It is not legal advice for your specific situation and does not create an attorney-client relationship. Laws, procedures, and local practice can change and may vary by county. If you have a deadline, act promptly and speak with a licensed North Carolina attorney.